Investment Publications: Patrick Collins et al.

A list of published articles on the topics of Asset Management, Trustee duties in portfolio design, monitoring and surveillance, Family Trust, Longevity Risk and Retirement Income Planning.

 

A Risk Primer for Investment Fiduciaries (with special attention to the management of endowment funds) – Patrick J. Collins, Ph.D., CLU, CFA, California Trusts and Estates Quarterly (Fall, 2002), pp. 4-24.

Black Swans and Albino Crows – Patrick J. Collins Ph.D., CLU, CFA, ALI-CLE Course of Study Materials: Representing Estate and Trust Beneficiaries and Fiduciaries, (Chicago, 2014) pp. 524-534.

Diversification: Recent Legal and Academic Perspectives – Patrick J. Collins, Ph.D., CLU, CFA, California Trusts and Estates Quarterly (Summer, 2003).

The Do-It-Yourself Investment Fiduciary – Patrick J. Collins Ph.D., CLU, CFA and Jon Chambers, The Maryland Bar Journal (Part 1 May/June 2001), pp. 54-56; (Part 2 July/August 2001), pp. 46-48).

Financial Consequences of Distribution Elections From Total Return Trusts – Part 1 – Patrick J. Collins Ph.D., CLU, CFA, Sam L. Savage Ph.D., Josh Stampfli, MS ESSOR, Real Property, Probate and Trust Journal (Summer, 2000) pp. 243-304.

Financial Consequences of Distribution Elections From Total Return Trusts – Part 2

Financial Consequences of Distribution Elections From Total Return Trusts – Part 3

Hedge Funds: A Critical Examination – Patrick J. Collins Ph.D., CLU, CFA, ACTEC Journal (Summer, 2002), pp. 36-44.

How Risky is Your Retirement Income Risk Model? – Patrick J. Collins, Ph.D., CLU, CFA, Huy Lam, CFA, and Josh Stampfli, MS EESOR, Financial Services Review, (Fall, 2015), pp. 193 – 216.

How to Deal with Changing Realities in Asset Allocation: Fiduciary Liability in Turbulent Economic Times – Patrick J. Collins Ph.D., CLU, CFA, ACTEC-ALI course materials (November 8, 2012), pp. 83-165.

Implementing a Portfolio Sufficiency Monitoring Program – Patrick J. Collins, Ph.D., CLU, CFA, Kristor Lawson CFP, Jon C. Chambers, Journal of Financial Planning (April, 1997), pp. 86-90.

Index Returns as a Measure of Damages in Fiduciary Surcharge Cases – Patrick J. Collins Ph.D., CLU, CFA and Dominic Campisi, JD, Trusts & Estates (June, 2001), pp. 18-41.

The Lawyer as Trustee: Do Exculpatory Provisions Mitigate Liability under the Prudent Investor Standards? – Patrick J. Collins, Ph.D., CLU, CFA, Maryland Bar Journal (January/February, 2003), pp. 48-50.

The Lawyer as Trustee: Duty to Monitor and Review Investments – Patrick J. Collins, Ph.D., CLU, CFA & Mark C. Griffin Esq., Maryland Bar Journal Part One (March/ April, 2003), pp. 54 – 57; Part Two (May/June, 2003), pp. 54 – 57.

The Lawyer as Trustee: Working with Brokers, Investment Advisors & Financial Planners. – Patrick J. Collins, Ph.D., CLU, CFA, Maryland Bar Journal (September, 2002).

Life-Cycle Funds and Retirement Savings Elections – Patrick J. Collins, Ph.D., CLU, CFA, Retirement Counseling Society of Financial Service Professionals (June, 2006), pp. 4-7.

Longevity Risk and Retirement Income Planning – Patrick J. Collins, Ph.D., CLU, CFA, Huy Lam, CFA, and Josh Stampfli, MS EESOR, The CFA Institute Research Foundation (2015), available at amazon.com.

Managing Investment Expenses: Trustee Duty to Avoid Unreasonable or Inappropriate Costs – Patrick J. Collins Ph.D., CLU, CFA & Luther J. Avery, JD, ACTEC Notes (Fall, 1999), pp. 123-135.

Managing Modest-Sized Family Trust Portfolios: Issues in Income Adequacy and Portfolio Sustainability – Part 1 – Patrick J. Collins Ph.D., CLU, CFA, ALI-ABA Course of Study Materials: Representing Estate and Trust Beneficiaries and Fiduciaries, (Chicago, 2011).

Managing Modest-Sized Family Trust Portfolios: Issues in Income Adequacy and Portfolio Sustainability – Part 2

Managing Modest-Sized Family Trust Portfolios: Issues in Income Adequacy and Portfolio Sustainability – Part 3

Managing Private Wealth: Matching Investment Policy to Client Risk Preferences – Patrick J. Collins Ph.D., CLU, CFA & Josh Stampfli, MS EESOR, The Banking Law Journal (November/December, 2009), pp. 923-958.

Managing Retirement Portfolio Withdrawals in Turbulent Times: Precautionary Savings, Investment Reserves and Mid-Term Adjustments – Patrick J. Collins, Ph.D., CLU, CFA, Wealth Strategies Journal (November, 2008).

Monitoring and Managing a Retirement Income Portfolio – Patrick J. Collins, Ph.D., CLU, CFA, Huy Lam, CFA, and Josh Stampfli, MS EESOR, Retirement Management Journal, Between the Issues, Salem State University (December, 2015), pp. 4-34.

Monitoring Passively Managed Mutual Funds – Patrick J. Collins Ph.D., CLU, CFA, The Journal of Investing (Winter, 1999), pp. 49-61.

Monitoring Retirement Portfolio Sufficiency – Patrick J. Collins, Ph.D., CLU, CFA, Kristor Lawson CFP, Jon C. Chambers, Journal of Financial Planning (February.1997), pp. 66-74.

Municipal Bonds: Tax Free Income vs. Trustee Obligation to Avoid Unwarranted Costs – Patrick J. Collins, Ph.D., CLU, CFA, ACTEC Journal (Winter, 2008), pp. 195-201.

Observations On Selected Tax and Investment Issues – Patrick J. Collins Ph.D., CLU, CFA, ALI-ABA Course of Study Materials: Representing Estate and Trust Beneficiaries and Fiduciaries, (Boston, 2001) pp. 159-171.

Promises and Pitfalls of Total Return Trusts – Part 1 – Patrick J. Collins Ph.D., CLU, CFA & Josh Stampfli, MA ESSOR, ACTEC Journal (Winter, 2001), pp. 205-219.

Promises and Pitfalls of Total Return Trusts – Part 2

Prudence – Patrick J. Collins, Ph.D., CLU, CFA, The Banking Law Journal (January, 2007), pp. 3-70.

Solutions for the Retirement Income Quandary – Patrick J. Collins, Ph.D., CLU, CFA, Retirement Counseling Society of Financial Service Professionals (December, 2005), pp. 1-7.

Trustee Asset Management Elections: Portfolio Performance Evaluation and Preferencing Criteria – Patrick J. Collins, Ph.D., CLU, CFA, The Banking Law Journal (February, 2011), pp. 136-179.

Well-Performing Portfolios and Well-Disguised Insolvency – Patrick J. Collins Ph.D., CLU, CFA, Steven M. Fast & Laura Schuyler, ALI-CLE Course of Study Materials: Representing Estate and Trust Beneficiaries and Fiduciaries, (Chicago, 2014) pp. 499-522.

What Trustees Should Know about Asset Management Approaches and Rebalancing Elections – Patrick J. Collins Ph.D., CLU, CFA & Josh Stampfli, MS EESOR, Wealth Strategies Journal (November, 2007) http://www.wealthstrategiesjournal.com.

When Every Choice Is Bad… – Patrick J. Collins Ph.D., CLU, CFA, ALI-CLE Estate Planning Course Materials Journal, (August, 2012), pp. 36-64.

‘Without More’: Trust Investment Manager Selection and Retention Policy – Patrick J. Collins, Ph.D., CLU, CFA, The Banking Law Journal (May, 2008), pp. 391-456.

Leave a Reply

  • (will not be published)

XHTML: You can use these tags: <a href="" title=""> <abbr title=""> <acronym title=""> <b> <blockquote cite=""> <cite> <code> <del datetime=""> <em> <i> <q cite=""> <s> <strike> <strong>